Filing Details
- Accession Number:
- 0001072613-11-000311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 09:59:29
- Reporting Period:
- 2011-03-11
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 09:59:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287213 | Douglas Dynamics Inc | PLOW | Construction Machinery & Equip (3531) | 134275891 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 902967 | Trust Pension Electric General Of Trustees | 3001 Summer Street Stamford CT 06905 | No | No | Yes | No | |
| 936839 | G E Asset Management Inc | 3001 Summer Street Stamford CT 06901 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-11 | 36,378 | $14.56 | 1,432,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-14 | 21,831 | $14.72 | 1,411,045 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-14 | 28,006 | $14.50 | 1,383,039 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Consists of shares held directly by General Electric Pension Trust ("GEPT") as to which it has 100% pecuniary interest. GE Asset Management Incorporated ("GEAM") is the investment manager of GEPT. GEAM shares voting and dispositive power over the shares herein reported and may be deemed to be the beneficial owner of such shares for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. GEAM has no pecuniary interest in such shares and reports no shares owned.
Billionaire Hedge Funds
