Filing Details

Accession Number:
0001574596-19-000104
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-06-10 19:37:44
Reporting Period:
2019-06-06
Accepted Time:
2019-06-10 19:37:44
Original Submission Date:
2019-06-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574596 New Home Co Inc. NWHM Operative Builders (1531) 270560089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1597987 Lawrence H Webb C/O The New Home Company Inc.
85 Enterprise, Suite 450
Aliso Viejo CA 92656
Chief Executive Officer Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-06 12,960 $3.84 12,960 No 4 P Indirect By Webb Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Webb Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 825,955 Direct
Common Stock 27,570 Indirect Shared Household
Footnotes
  1. The purchase of shares reported by the original Form 4 was erroneously reported as direct ownership. Such shares were purchased by the L and J Webb Family Trust U/A DTD 07/20/2018 of which Mr. Webb is a trustee. This amendment to the Form 4 revises the ownership form to correctly describe the form of ownership in which the shares were purchased.
  2. The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $3.77 to $3.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
  3. By the L and J Webb Family Trust U/A DTD 07/20/2018 of which Mr. Webb is a trustee.
  4. Represents shares and restricted stock units held by Joan Marcus Webb who is married to the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.