Filing Details

Accession Number:
0001179110-19-007413
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-10 18:36:57
Reporting Period:
2019-06-06
Accepted Time:
2019-06-10 18:36:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1652558 Greg Brandeau C/O Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-06 25,000 $0.00 50,000 No 4 M Direct
Common Stock Disposition 2019-06-10 4,170 $7.26 45,830 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Acquisiton 2019-06-06 25,000 $0.00 25,000 $0.00
Common Stock Restricted Stock Units Acquisiton 2019-06-06 12,845 $0.00 12,845 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2019-06-06 28,780 $0.00 28,780 $7.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
12,845 No 4 A Direct
28,780 2029-06-06 No 4 A Direct
Footnotes
  1. Vesting of restricted stock units (RSUs) granted to Mr. Brandeau on June 7, 2018.
  2. The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Brandeau entered into on May 9, 2019.
  3. Each RSU represents a contingent right to receive one share of Glu common stock.
  4. The RSU vests in full on the first to occur of (1) June 7, 2019 or (2) the date of the Glu Mobile Inc. 2019 Annual Meeting of Stockholders.
  5. The RSU vests in full on the first to occur of (1) June 6, 2020 or (2) the date of the Glu Mobile Inc. 2020 Annual Meeting of Stockholders.
  6. The option is immediately exercisable and vests in full on the first to occur of (1) June 6, 2020 or (2) the date of the Glu Mobile Inc. 2020 Annual Meeting of Stockholders.