Filing Details

Accession Number:
0001144204-11-014700
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-14 21:13:44
Reporting Period:
2011-03-10
Filing Date:
2011-03-14
Accepted Time:
2011-03-14 21:13:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287668 China Architectural Engineering Inc. CAEI Services-Engineering Services (8711) 510501250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434132 Ye Ning Room 2, 10/f Block D, Ka Ming Court,
688 Castle Peak Rd, Lai Chi Kok, Kowloon
Hong Kong F4 00000
No No Yes No
1434133 Tang Nianzhong Room 2, 10/f Block D, Ka Ming Court,
688 Castle Peak Rd, Lai Chi Kok, Kowloon
Hong Kong F4 00000
No No Yes No
1434168 Ken Luo Yi Room 2, 10/f Block D, Ka Ming Court,
688 Castle Peak Rd, Lai Chi Kok, Kowloon
Hong Kong F4 00000
President Yes Yes Yes No
1434175 Ltd Group Kge Room 2, 10/f Block D, Ka Ming Court,
688 Castle Peak Rd, Lai Chi Kok, Kowloon
Hong Kong F4 00000
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-10 11,000 $0.97 3,352,212 No 4 S Direct
Common Stock Disposition 2011-03-14 65,575 $1.03 3,286,637 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2010. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.96 to $0.9997, inclusive.
  2. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2010. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $1.09, inclusive. The reporting person undertakes to provide to China Architectural Engineering, Inc., any security holder of China Architectural Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  3. Luo Ken Yi, Ye Ning and Tang Nianzhong are directors and may be deemed to have voting and investment control over the shares owned by KGE Group Limited. In addition, Luo Ken Yi, Ye Ning and Tang Nianzhong own approximately 70%, 10% and 10% respectively, of KGE Group Limited's issued and outstanding shares. In addition, KGE Holding Limited owns approximately 5% of the issued and outstanding shares of KGE Group Limited, of which is owned by Luo Ken Yi and his brother. As a result, Tang Nianzhong may be deemed to be a beneficial owner of the shares held by KGE Group Limited. Each of the foregoing persons disclaims beneficial ownership of the shares held by KGE Group Limited except to the extent of his pecuniary interest.