Filing Details

Accession Number:
0001628280-19-007851
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-10 16:14:36
Reporting Period:
2019-06-07
Accepted Time:
2019-06-10 16:14:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043219 Annaly Capital Management Inc NLY Real Estate Investment Trusts (6798) 223479661
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1721214 Beirne Katherine Fallon C/O Annaly Capital Management, Inc.
1211 Avenue Of The Americas
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-07 2,780 $8.97 15,638 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Deferred Stock Units $0.00 15,592 15,592 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
15,592 15,592 Direct
Footnotes
  1. Represents shares of Common Stock held jointly with spouse.
  2. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
  3. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.