Filing Details
- Accession Number:
- 0001104659-19-034284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-06 16:05:53
- Reporting Period:
- 2019-06-05
- Accepted Time:
- 2019-06-06 16:05:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604738 | Ashford Inc. | AINC | Services-Management Consulting Services (8742) | 465292553 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623909 | Iii Robison J Hays | 14185 Dallas Parkway Suite 1100 Dallas TX 75254 | Co-President And Cso | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-05 | 5,000 | $43.42 | 15,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to purchase) | $61.12 | 2022-02-27 | 2029-02-27 | 35,000 | 35,000 | Direct |
| Common Stock | Stock Options (right to purchase) | $94.96 | 2021-03-14 | 2028-03-14 | 27,451 | 27,451 | Direct |
| Common Stock | Stock Options (right to purchase) | $57.71 | 2020-10-03 | 2027-10-03 | 17,500 | 17,500 | Direct |
| Common Stock | Stock Options (right to purchase) | $57.34 | 2020-04-18 | 2027-04-18 | 17,500 | 17,500 | Direct |
| Common Stock | Stock Options (right to purchase) | $45.59 | 2019-03-31 | 2026-03-31 | 35,000 | 35,000 | Direct |
| Common Stock | Stock Options (right to purchase) | $85.97 | 2017-12-11 | 2022-12-11 | 30,000 | 30,000 | Direct |
| Common Stock | Common Units | $0.00 | 77 | 77 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-02-27 | 35,000 | 35,000 | Direct |
| 2028-03-14 | 27,451 | 27,451 | Direct |
| 2027-10-03 | 17,500 | 17,500 | Direct |
| 2027-04-18 | 17,500 | 17,500 | Direct |
| 2026-03-31 | 35,000 | 35,000 | Direct |
| 2022-12-11 | 30,000 | 30,000 | Direct |
| 77 | 77 | Direct |
Footnotes
- Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.
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