Filing Details

Accession Number:
0001127602-19-020909
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-05 17:10:12
Reporting Period:
2019-06-04
Accepted Time:
2019-06-05 17:10:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346254 Greg Creed 1441 Gardiner Lane
Louisville KY 402143
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-04 120,564 $35.10 158,745 No 4 M Direct
Common Stock Disposition 2019-06-04 75,615 $105.79 83,130 No 4 D Direct
Common Stock Disposition 2019-06-04 44,949 $105.82 38,181 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2019-06-04 120,564 $0.00 120,564 $35.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-02-04 2021-02-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 163,279 Indirect Limited Liability Company
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. This transaction was executed in multiple trades at prices ranging from $105.47 to $106.05. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.