Filing Details
- Accession Number:
- 0001567619-19-012836
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-05 16:55:22
- Reporting Period:
- 2019-06-03
- Accepted Time:
- 2019-06-05 16:55:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1512499 | Lindblad Expeditions Holdings Inc. | LIND | Transportation Services (4700) | 274749725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1639447 | Trey Byus | 96 Morton Street New York NY 10014 | Chief Expedition Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-06-03 | 645 | $16.50 | 167,395 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-06-04 | 19,474 | $16.91 | 147,921 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 8,926 | 8,926 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 5,116 | 5,115 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 9,287 | 9,287 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 8,926 | 8,926 | Direct | |
| 5,116 | 5,115 | Direct | |
| 9,287 | 9,287 | Direct |
Footnotes
- Represents shares sold pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.75 to $17.13, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.
- The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.
- The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company.
- The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
Billionaire Hedge Funds
