Filing Details
- Accession Number:
- 0001209191-19-034560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-04 19:07:33
- Reporting Period:
- 2019-06-02
- Accepted Time:
- 2019-06-04 19:07:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029142 | Dynavax Technologies Corp | DVAX | Pharmaceutical Preparations (2834) | 330728374 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278710 | Robert Coffman | C/O Dynavax Technologies 2929 Seventh Street, Suite 100 Berkeley CA 94710 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-02 | 54,702 | $0.00 | 132,470 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-04 | 22,484 | $4.58 | 109,986 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-06-04 | 32,218 | $4.58 | 77,768 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock unit | Disposition | 2019-06-02 | 54,702 | $0.00 | 54,702 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over two years with 50% vesting on each annual anniversary of June 2, 2017.
- The reporting person is reporting the withholding by Dynavax Technologies Corporation of 22,484 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on June 2, 2019.
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