Filing Details
- Accession Number:
- 0001124796-19-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-04 18:40:14
- Reporting Period:
- 2019-05-31
- Accepted Time:
- 2019-06-04 18:40:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738243 | Robert Martinsen | 5408 Ne 88Th Street Building E Vancouver WA 98665 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-15 | 322 | $17.91 | 12,822 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2019-05-31 | 33,333 | $0.00 | 46,155 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-06-03 | 500 | $0.75 | 46,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-03 | 500 | $18.38 | 46,155 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2019-06-03 | 500 | $0.00 | 500 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,730 | 2025-02-26 | No | 4 | M | Direct |
Footnotes
- Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2018 through May 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2018.
- Acquisition represents award of restricted stock for no cash consideration. One-fourth of the shares subject to the award vest on June 1, 2020, and one-fourth of the shares subject to the award vest in yearly installments thereafter, subject to continued service with the Company through each such vesting date.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The reported transaction involves sale transactions from $18.09 to $18.66 per share. The weighted average price per share was $18.38. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- This option became fully vested and exercisable on February 26, 2016.
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