Filing Details

Accession Number:
0001614094-19-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-04 16:25:07
Reporting Period:
2019-05-31
Accepted Time:
2019-06-04 16:25:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479217 J Ronald Pasek 1395 Crossman Ave
Sunnyvale CA 94089
Evp Finance & Operations, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-31 300 $50.32 122,806 No 4 J Direct
Common Stock Acquisiton 2019-06-01 8,077 $0.00 130,883 No 4 M Direct
Common Stock Disposition 2019-06-01 4,004 $59.20 126,879 No 4 F Direct
Common Stock Acquisiton 2019-06-01 9,000 $0.00 135,879 No 4 M Direct
Common Stock Disposition 2019-06-01 4,462 $59.20 131,417 No 4 F Direct
Common Stock Acquisiton 2019-06-01 5,625 $0.00 137,042 No 4 M Direct
Common Stock Disposition 2019-06-01 2,788 $59.20 134,254 No 4 F Direct
Common Stock Disposition 2019-06-03 58,052 $58.49 76,202 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2019-06-01 8,077 $0.00 8,077 $0.00
Common Stock Restricted Stock Unit Disposition 2019-06-01 9,000 $0.00 9,000 $0.00
Common Stock Restricted Stock Unit Disposition 2019-06-01 5,625 $0.00 5,625 $0.00
Common Stock Restricted Stock Unit Acquisiton 2019-06-03 21,500 $0.00 21,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,077 2017-06-01 2023-06-01 No 4 M Direct
18,000 2018-06-01 2024-06-01 No 4 M Direct
16,875 2019-06-01 2025-06-04 No 4 M Direct
21,500 2020-06-01 2026-06-03 No 4 A Direct
Footnotes
  1. Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $58.40 to $58.605. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Restricted stock units convert into common stock on a one-for-one basis.
  4. On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
  5. On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
  6. On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
  7. On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.