Filing Details

Accession Number:
0001437749-19-011250
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-03 14:35:49
Reporting Period:
2019-05-31
Accepted Time:
2019-06-03 14:35:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922247 Ctd Holdings Inc CTDH Industrial Organic Chemicals (2860) 593029743
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1606624 Novit, L.p. 966 Hungerford Drive
Rockville, MD 20850
No No Yes No
1648366 Novit U.s., Inc. 966 Hungerford Drive
Rockville, MD 20850
No No Yes No
1648828 Katarzyna Kusmierz 966 Hungerford Drive
Rockville, MD 20850
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-31 800,000 $0.00 9,517,582 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2019-05-31 800,000 $0.00 800,000 $0.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
800,000 2019-05-31 2024-11-30 No 4 P Direct
Footnotes
  1. The reported securities consist of 800,000 "Units" purchased by the reporting person for $0.25 per Unit. Each Unit consists of one share of Common Stock and a warrant to purchase one share of Common Stock.
  2. Represents securities directly owned by Novit, L.P. ("Novit"). Each of the other Reporting Persons are indirect beneficial owners of such securities as follows: Novit U.S., Inc. is the general partner of Novit, and Katarzyna Kusmierz is the trustee of the NAP Trust, which indirectly owns all of the outstanding partnership interests in Novit.