Filing Details

Accession Number:
0001406666-19-000084
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-31 18:45:34
Reporting Period:
2019-05-29
Accepted Time:
2019-05-31 18:45:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc (CALX) Communications Services, Nec (4899) 680438710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626681 Daniel J Plants C/O Calix, Inc.
2777 Orchard Parkway
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-29 25,311 $6.21 1,361,182 No 4 P Indirect Owned by Voce Capital Management LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Owned by Voce Capital Management LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 48,734 Direct
Footnotes
  1. Shares held by Voce Capital Management LLC. Mr. Plants is the managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  2. Amount of securities beneficially owned includes 21,148 unvested RSUs.