Filing Details
- Accession Number:
- 0001104659-19-032918
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-30 21:27:10
- Reporting Period:
- 2019-05-28
- Accepted Time:
- 2019-05-30 21:27:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1761612 | Bicycle Therapeutics Plc | BCYC | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1777346 | Carolyn Ng | C/O Bicycle Therapeutics Plc B900, Babraham Research Campus Cambridge X0 CB22 3AT | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2019-05-28 | 1,272,733 | $0.00 | 1,272,733 | No | 4 | C | Indirect | By Vertex Global Healthcare Fund I PTE. LTD |
| Ordinary Shares | Acquisiton | 2019-05-28 | 141,668 | $0.00 | 1,414,401 | No | 4 | X | Indirect | By Vertex Global Healthcare Fund I PTE. LTD |
| Ordinary Shares | Acquisiton | 2019-05-28 | 206,767 | $0.00 | 1,621,168 | No | 4 | C | Indirect | By Vertex Global Healthcare Fund I PTE. LTD |
| Ordinary Shares | Acquisiton | 2019-05-27 | 571,429 | $14.00 | 571,429 | No | 4 | P | Indirect | By Vertex Venture Management PTE LTD. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Vertex Global Healthcare Fund I PTE. LTD |
| No | 4 | X | Indirect | By Vertex Global Healthcare Fund I PTE. LTD |
| No | 4 | C | Indirect | By Vertex Global Healthcare Fund I PTE. LTD |
| No | 4 | P | Indirect | By Vertex Venture Management PTE LTD. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Series B1 Preferred Shares | Disposition | 2019-05-28 | 1,272,733 | $0.00 | 1,272,733 | $0.00 |
| Ordinary Shares | Series B1 Preferred Shares Warrants | Disposition | 2019-05-28 | 141,668 | $0.00 | 141,668 | $0.00 |
| Ordinary Shares | Series B2 Preferred Shares | Disposition | 2019-05-28 | 206,767 | $0.00 | 206,767 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | X | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Each Series B1 and B2 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date.
- Upon conversion of all of the Series B1 Preferred Shares into Ordinary Shares in connection with the Issuer's initial public offering, the Warrants became exercisable for Ordinary Shares. The Warrants had an exercise price of a nominal value per share and were exercised immediately prior to completion of the Issuer's initial public offering.
Billionaire Hedge Funds
