Filing Details

Accession Number:
0001227025-19-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-30 18:53:35
Reporting Period:
2019-05-29
Accepted Time:
2019-05-30 18:53:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 943253730
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1714866 Lynne Elizabeth Eby 2911 Zanker Rd
San Jose CA 95134
Svp, Cfo No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-29 50,000 $3.57 186,775 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Balance includes non-reportable acquisition of shares through the Company's 2010 Employee Stock Purchase Plan.