Filing Details

Accession Number:
0001127602-19-020204
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-29 19:23:05
Reporting Period:
2019-05-25
Accepted Time:
2019-05-29 19:23:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409970 Lendingclub Corp LC Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1740868 Valerie Kay C/O Lendingclub Corporation
595 Market St. #200
San Francisco CA 94105
Chief Capital Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-25 23,674 $0.00 241,851 No 4 M Direct
Common Stock Disposition 2019-05-25 12,786 $3.09 229,065 No 4 F Direct
Common Stock Acquisiton 2019-05-25 12,295 $0.00 241,360 No 4 M Direct
Common Stock Disposition 2019-05-25 6,615 $3.09 234,745 No 4 F Direct
Common Stock Acquisiton 2019-05-25 36,165 $0.00 270,910 No 4 M Direct
Common Stock Disposition 2019-05-25 19,381 $3.09 251,529 No 4 F Direct
Common Stock Acquisiton 2019-05-25 22,464 $0.00 273,993 No 4 M Direct
Common Stock Disposition 2019-05-25 12,012 $3.09 261,981 No 4 F Direct
Common Stock Disposition 2019-05-28 9,500 $3.10 252,481 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit (RSU) Disposition 2019-05-25 23,674 $0.00 23,674 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2019-05-25 12,295 $0.00 12,295 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2019-05-25 36,165 $0.00 36,165 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2019-05-25 22,464 $0.00 22,464 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
142,046 No 4 M Direct
110,657 No 4 M Direct
433,977 No 4 M Direct
336,961 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  2. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
  3. This transaction was effected pursuant to a Rule 10b5-1 trading plan.
  4. The RSUs vested as to 25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
  5. Not applicable.
  6. The RSUs vested as to 6.25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
  7. The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
  8. The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.