Filing Details

Accession Number:
0001165527-19-000098
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-29 18:09:22
Reporting Period:
2019-04-18
Accepted Time:
2019-05-29 18:09:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421907 Trident Brands Inc TDNT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421906 R Mark Holcombe Caves Village
West Bay Street
Nassau, New Providence C5 CB-12043
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-21 400,000 $0.00 12,000,000 No 4 S Direct
Common Stock Disposition 2015-02-06 2,000,000 $0.05 10,000,000 No 4 S Direct
Common Stock Disposition 2016-09-26 6,500,000 $0.05 3,500,000 No 4 S Direct
Common Stock Disposition 2016-09-26 3,000,000 $0.05 500,000 No 4 S Direct
Common Stock Acquisiton 2019-01-02 10,000 $0.38 510,000 No 4 P Direct
Common Stock Acquisiton 2019-04-18 2,500 $0.40 512,500 No 4 P Direct
Common Stock Acquisiton 2019-04-18 2,500 $0.40 515,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Acquisiton 2014-05-05 100,000 $0.00 100,000 $0.40
Common Stock Common Stock Options Acquisiton 2014-05-05 100,000 $0.00 100,000 $0.40
Common Stock Common Stock Options Acquisiton 2014-05-05 100,000 $0.00 100,000 $0.40
Common Stock Common Stock Options Acquisiton 2017-12-06 150,000 $0.00 150,000 $0.40
Common Stock Common Stock Options Acquisiton 2017-12-06 150,000 $0.00 150,000 $0.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2015-05-05 2020-05-05 No 4 A Direct
200,000 2016-05-05 2020-05-05 No 4 A Direct
300,000 2017-05-05 2020-05-05 No 4 A Direct
450,000 2017-12-06 2022-12-06 No 4 A Direct
600,000 2018-12-06 2022-12-06 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,400,000 Direct
Footnotes
  1. On July 30, 2013, the Company effected a 4 for 1 forward split of its share capital such that every one share of common stock to the split was exchanged for four post-split shares of common stock. As a result, Mr. Holcombe's previously reported shareholdings of 3,100,000 common shares were split into 12,400,000 common shares.
  2. Reflected on a post forward split basis (see note (1) above).
  3. Effective January 4, 2019, the option exercise price was adjusted from $0.75 to $0.40 per share.
  4. Effective May 5, 2019, the option exercise period was extended from May 5, 2019 to May 5, 2020.
  5. Options were granted pursuant to the Company's 2013 Stock Option Plan.
  6. Effective January 4, 2019, the option exercise price was adjusted from $1.00 to $0.40 per share.
  7. Effective January 4, 2019, the option exercise price was adjusted from $1.50 to $0.40 per share.
  8. Effective January 4, 2019, the option exercise price was adjusted from $0.85 to $0.40 per share.
  9. Effective January 4, 2019, the option exercise price was adjusted from $1.00 to $0.40 per share.