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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-05-29 17:20:40
Reporting Period:
Accepted Time:
2019-05-29 17:20:40
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233549 N Susan Story 1 Water Street
Camden NJ 08102-1658
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-28 28,457 $41.27 147,604 No 4 M Direct
Common Stock Disposition 2019-05-28 28,457 $113.84 119,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-05-28 28,457 $0.00 28,457 $41.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-12-31 No 4 M Direct
  1. Includes 441 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.36 to $114.50, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
  3. The option award granted on April 1, 2013, representing a right to purchase 28,457 shares, vested in three equal installments on January 1, 2014, 2015 and 2016.