Home > Insider Trading > Filing (0001615774-19-008617)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1136368	Howard Weitzman	21255 Burbank Boulevard Suite 400 Woodland Hills CA 91367	Svp, Chief Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-05-24	7,696	$0.00	41,990	No	4	A	Direct
Common Stock	Disposition	2019-05-24	3,152	$20.32	38,838	No	4	F	Direct
Common Stock	Disposition	2019-05-24	10,000	$19.49	28,838	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,500	Indirect	See Footnote

Footnotes

Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 22, 2020, May 24, 2021 and May 24, 2022.
Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2016, June 13, 2017 and June 13, 2018.
This transaction was executed in multiple trades at prices ranging from $19.49 to $19.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Held by self-directed 401(k) Plan.