Filing Details
- Accession Number:
- 0001138639-19-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-28 17:26:22
- Reporting Period:
- 2019-05-24
- Accepted Time:
- 2019-05-28 17:26:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245146 | W David Heard | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-24 | 25,000 | $3.13 | 80,816 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 112,500 | 112,500 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 51,562 | 51,562 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 70,000 | 70,000 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 220,000 | 220,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 112,500 | 112,500 | Direct | |
| 51,562 | 51,562 | Direct | |
| 70,000 | 70,000 | Direct | |
| 220,000 | 220,000 | Direct |
Footnotes
- This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $3.11 to $3.15 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Heard will provide full information regarding the number of shares purchased at each separate price.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
- These RSUs vest in four annual installments beginning on July 5, 2018.
- These RSUs vest in four annual installments beginning on May 5, 2019.
- These RSUs vest in four annual installments beginning on October 5, 2019.
- These RSUs vest in three annual installments beginning on May 5, 2020.
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