Filing Details
- Accession Number:
- 0001179110-19-006731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-28 17:12:33
- Reporting Period:
- 2019-05-23
- Accepted Time:
- 2019-05-28 17:12:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370450 | Willdan Group Inc. | WLDN | Services-Engineering Services (8711) | 141951112 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395188 | Donald Thomas Brisbin | 2401 East Katella Avenue Suite 300 Anaheim CA 92806 | Chief Executive Officer | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-23 | 7,671 | $1.87 | 202,482 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-23 | 7,671 | $35.00 | 194,811 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-24 | 25,666 | $1.87 | 220,477 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-24 | 25,666 | $35.20 | 194,811 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-05-23 | 7,671 | $0.00 | 7,671 | $1.87 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-05-24 | 25,666 | $0.00 | 25,666 | $1.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-06-08 | 2019-06-08 | No | 4 | M | Direct |
| 0 | 2012-06-08 | 2019-06-08 | No | 4 | M | Direct |
Footnotes
- Includes an aggregate of 3,248 shares of Common Stock purchased under the Amended and Restated Willdan Group, Inc. 2006 Employee Stock Purchase Plan, including 1,320 shares on December 31, 2016, 638 shares on June 30, 2017, 337 shares on December 31, 2017, 630 shares on June 30, 2018 and 323 shares on December 31, 2018.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00-$35.46, inclusive. The reporting person undertakes to provide to Willdan Group, Inc., any security holder of Willdan Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
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