Filing Details

Accession Number:
0001209191-19-032757
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-24 17:03:15
Reporting Period:
2019-05-22
Accepted Time:
2019-05-24 17:03:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887733 Central Garden & Pet Co CENT Wholesale-Miscellaneous Nondurable Goods (5190) 680275553
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211495 C George Roeth C/o Central Garden & Pet Company
1340 Treat Blvd, Suite 600
Walnut Creek CA 94597
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-05-22 14,546 $13.75 43,793 No 4 M Indirect By the Roeth Family Trust
Class A Common Stock Disposition 2019-05-22 10,951 $26.98 32,842 No 4 F Indirect By the Roeth Family Trust
Class A Common Stock Disposition 2019-05-23 3,595 $26.53 29,247 No 4 S Indirect By the Roeth Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By the Roeth Family Trust
No 4 F Indirect By the Roeth Family Trust
No 4 S Indirect By the Roeth Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2019-05-22 14,546 $0.00 14,546 $13.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-08-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 111,716 Direct
Units 970 Indirect By 401(k) Plan
Footnotes
  1. Mr. Roeth disclaims beneficial ownership of the shares of the Company's Class A Common Stock owned by the K Roeth & G Roeth TTEE The Roeth Family Trust dated 1/15/16 except to the extent of his pecuniary interest therein.
  2. Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
  3. The Reporting Person transferred 29,247 shares of directly held CENTA to the Roeth Family Trust.
  4. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
  5. Options were granted on February 9, 2016, and all shares are vested and have been exercised.