Filing Details

Accession Number:
0001179110-19-006589
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-23 17:25:52
Reporting Period:
2019-05-07
Accepted Time:
2019-05-23 17:25:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788611 Sigma Labs Inc. SGLB Miscellaneous Manufacturing Industries (3990) 820404220
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573354 I. Carl Schwartz 3750 Las Vegas Blvd. South
Apt. 4303
Las Vegas NV 89158
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-07 400,000 $1.40 400,000 No 4 P Indirect By the Carl I. Schwartz Revocable Family Trust dtd 3/14/19
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the Carl I. Schwartz Revocable Family Trust dtd 3/14/19
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase Common Stock Acquisiton 2019-05-07 200,000 $0.00 200,000 $1.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
200,000 2019-11-08 2024-11-08 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,500,000 Direct
Footnotes
  1. Purchase price included 200,000 Warrants reported on table II.
  2. Warrant contains a Beneficial Ownership Limitation provision that does not permit an exercise if it would result in the holder owning more than 4.99% of the outstanding shares of the Issuer. These limits may be increased up to 9.99% upon notice to the Issuer.