Filing Details

Accession Number:
0001437749-19-010717
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-22 20:47:39
Reporting Period:
2019-05-22
Accepted Time:
2019-05-22 20:47:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII Special Industry Machinery, Nec (3559) 010616867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432628 Peter Hans Michelet C/O Energy Recovery, Inc.
1717 Doolittle Drive
San Leandro CA 94577
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-20 28,126 $7.31 28,126 No 4 M Direct
Common Stock Disposition 2019-05-20 28,126 $10.45 0 No 4 S Direct
Common Stock Acquisiton 2019-05-21 35,302 $7.31 35,302 No 4 M Direct
Common Stock Disposition 2019-05-21 35,302 $10.36 0 No 4 S Direct
Common Stock Acquisiton 2019-05-22 21,558 $7.31 21,558 No 4 M Direct
Common Stock Disposition 2019-05-22 21,558 $10.21 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-05-20 28,126 $0.00 28,126 $7.31
Common Stock Stock Option (Right to Buy) Disposition 2019-05-21 35,302 $0.00 35,302 $7.31
Common Stock Stock Option (Right to Buy) Disposition 2019-05-22 21,558 $0.00 21,558 $7.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
129,836 2020-06-13 No 4 M Direct
94,534 2020-06-13 No 4 M Direct
72,976 2020-06-13 No 4 M Direct
Footnotes
  1. This figure is the weighted average sales price of multiple trades ranging from $10.28 to $10.54 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  2. This figure is the weighted average sales price of multiple trades ranging from $10.28 to $10.57 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  3. This figure is the weighted average sales price of multiple trades ranging from $10.13 to $10.28 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  4. This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.