Filing Details
- Accession Number:
- 0001078782-19-000477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-22 19:04:46
- Reporting Period:
- 2019-05-20
- Accepted Time:
- 2019-05-22 19:04:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570562 | Evolus Inc. | EOLS | Pharmaceutical Preparations (2834) | 461385614 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622667 | Alphaeon Corp | 4040 Macarthur Boulevard Suite 310 Newport Beach CA 92660 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-05-20 | 4,000,000 | $19.25 | 11,268,987 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-20 | 1,017,422 | $19.25 | 10,251,565 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-22 | 290,518 | $19.25 | 9,961,047 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The disposition of an aggregate of 1,307,940 shares of common stock was made pursuant to a private transaction with certain of Alphaeon Corporation's existing noteholders who elected to receive payment of certain outstanding amounts under their notes due June 23, 2019 in the form of shares of common stock rather than cash. The shares of common stock received by the noteholders are deemed "restricted securities" under Rule 144 promulgated under the Securities Act of 1933, as amended.
Billionaire Hedge Funds
