Filing Details
- Accession Number:
- 0000927089-19-000220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-22 17:17:46
- Reporting Period:
- 2019-05-21
- Accepted Time:
- 2019-05-22 17:17:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576473 | R William Gonzalez | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | Senior Vice President* | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-21 | 10,000 | $8.10 | 17,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-21 | 3,625 | $12.06 | 13,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-21 | 6,375 | $12.30 | 7,425 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-05-21 | 10,000 | $0.00 | 10,000 | $8.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-08 | 2023-05-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,859 | Indirect | By 401(k) Plan |
| Common Stock | 8,269 | Indirect | By ESOP |
| Common Stock | 203 | Indirect | By spouse through ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $13.30 | 2028-05-09 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-05-09 | 15,000 | 15,000 | Direct |
Footnotes
- Includes 4,000 shares granted pursuant to the Issuer's 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 5,000 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
- Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated May 21, 2019.
- The options vested at a rate of 20% per year commencing on May 8, 2014.
- The options are vesting at a rate of 20% per year commencing on May 9, 2019.
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