Filing Details

Accession Number:
0001445305-19-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-21 16:15:32
Reporting Period:
2019-05-17
Accepted Time:
2019-05-21 16:15:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1445305 Workiva Inc WK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1013631 M Matthew Rizai 2900 University Boulevard
Ames IA 50010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-05-17 66,585 $53.00 260,011 No 4 S Direct
Class A Common Stock Disposition 2019-05-17 533,415 $53.00 41,585 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $12.40 2018-02-01 2027-01-31 200,204 200,204 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $14.74 2017-02-01 2026-01-31 168,421 168,421 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.83 2015-08-12 2024-08-11 178,200 178,200 Direct
Class A Common Stock Class B Common Stock $0.00 1,292,058 1,292,058 Indirect
Class A Common Stock Class B Common Stock $0.00 32,783 32,783 Direct
Class A Common Stock Class B Common Stock $0.00 201,630 201,630 Indirect
Class A Common Stock Class B Common Stock $0.00 885,109 885,109 Indirect
Class A Common Stock Class B Common Stock $0.00 489,113 489,113 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-01-31 200,204 200,204 Direct
2026-01-31 168,421 168,421 Direct
2024-08-11 178,200 178,200 Direct
1,292,058 1,292,058 Indirect
32,783 32,783 Direct
201,630 201,630 Indirect
885,109 885,109 Indirect
489,113 489,113 Indirect
Footnotes
  1. Grant of stock option pursuant to the 2014 Equity Incentive Plan.
  2. Vests in three equal annual installments commencing on the first anniversary of the grant date.
  3. Granted pursuant to 2009 Unit Incentive Plan.
  4. Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
  5. Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).