Filing Details

Accession Number:
0001213900-19-009297
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-21 13:59:39
Reporting Period:
2019-05-15
Accepted Time:
2019-05-21 13:59:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1697805 Xynomic Pharmaceuticals Holdings Inc. XYN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1705781 Peixin Xu Suite 3306, K. Wah Centre,
1010 Middle Huaihai Road
Shanghai F4 200031
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2019-05-15 108,980 $0.00 1,628,580 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2019-05-15 25,000 $11.50 25,000 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
225,937 2019-05-15 2024-05-15 No 4 P Indirect
Footnotes
  1. In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.
  2. Pursuant to the promissory note and warrant agreement, each unit consists of one share; each whole warrant entitles the holder to one common share exercisable at $11.50 per share, expiring at the 5th anniversary of the Closing.
  3. Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019.