Filing Details

Accession Number:
0001035443-19-000142
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-20 20:59:26
Reporting Period:
2019-05-16
Accepted Time:
2019-05-20 20:59:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1697532 Applied Therapeutics Inc. APLT Real Estate Investment Trusts (6798) MD
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1035443 Alexandria Real Estate Equities Inc 385 East Colorado Blvd., Suite 299
Pasadena CA 91101
No No Yes No
1722024 Alexandria Venture Investments, Llc 385 East Colorado Blvd., Suite 299
Pasadena CA 91101
No No Yes No
1776437 Alexandria Equities No. 7, Llc 385 E. Colorado Blvd., Suite 299
Pasadena CA 91101
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-16 2,415,576 $0.00 2,415,576 No 4 C Indirect By subsidiary
Common Stock Acquisiton 2019-05-16 975,000 $10.00 975,000 No 4 P Indirect By subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By subsidiary
No 4 P Indirect By subsidiary
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2019-05-16 800,716 $0.00 800,716 $0.00
Common Stock Series B Preferred Stock Disposition 2019-05-16 1,614,860 $0.00 1,614,860 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Issuer's common stock, without payment of additional consideration, on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering on May 16, 2019.
  2. These shares are held directly by Alexandria Venture Investments, LLC ("AVI"), a wholly owned subsidiary of Alexandria Real Estate Equities, Inc. ("ARE"). Of these shares, 1,243,977 shares are held by AVI as nominee for Alexandria Equities No. 7, LLC ("AE7"), another wholly owned subsidiary of Alexandria Real Estate Equities, Inc. AVI disclaims beneficial ownership of the shares held as nominee for AE7.
  3. These shares are held directly by AE7. Does not include 1,243,977 shares held directly by AVI as nominee for AE7, as described in footnote (2), which shares may be deemed to be beneficially owned by AE7.
  4. Not applicable