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Filing Details

Accession Number:: 0001250853-19-000069
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2019-05-20 19:52:54
Reporting Period:: 2019-05-08

Accepted Time:: 2019-05-20 19:52:54
Original Submission Date:: 2019-05-10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1334325	Coda Octopus Group Inc.	CODA	Search, Detection, Navagation, Guidance, Aeronautical Sys (3812)	342008348

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1697957	Bryan Ezralow	23622 Calabasas Road Suite 200 Calabasas CA 91302		No	No	Yes	No
1704066	Bryan Ezralow 1994 Trust Dated December 22, 1994	23622 Calabasas Road Suite 200 Calabasas CA 91302		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-05-08	4,036	$17.28	1,008,534	No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994
Common Stock	Disposition	2019-05-08	18,519	$18.43	990,015	No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994
Common Stock	Disposition	2019-05-08	21	$19.38	989,994	No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994
Common Stock	Disposition	2019-05-09	31,223	$15.35	958,771	No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994
Common Stock	Disposition	2019-05-10	24,317	$15.23	934,454	No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994
No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994
No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994
No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994
No	4	S	Indirect	By Bryan Ezralow 1994 Trust dated December 22, 1994

Footnotes

The fractional number of shares shown results from the aggregation of these shares based on the price range of one dollar (or less) within which these shares were sold. The total number of shares sold on May 8, 2019 was 22,575 shares.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.08 to $17.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $19.23, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $16.00, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $15.60, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
Due to a clerical error, the 26,110 shares reported in the original Form 4 as being sold on May 10, 2019 was incorrect. The correct number of shares sold on May 10, 2019 was 24,317 shares.
These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer.