Filing Details

Accession Number:
0000949158-19-000105
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-20 17:30:54
Reporting Period:
2019-05-16
Accepted Time:
2019-05-20 17:30:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949158 Cray Inc CRAY Electronic Computers (3571) 930962605
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238247 C Brian Henry C/O Cray Inc., 901 Fifth Avenue,
Suite 1000
Seattle WA 98164
Executive Vp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-05-16 35,480 $30.03 31,475 No 4 S Direct
Common Stock Disposition 2019-05-17 16,929 $35.08 14,546 No 4 S Direct
Common Stock Acquisiton 2019-05-17 6,000 $0.00 20,546 No 4 M Direct
Common Stock Disposition 2019-05-17 2,361 $36.52 18,185 No 4 F Direct
Common Stock Acquisiton 2019-05-18 10,000 $0.00 28,185 No 4 M Direct
Common Stock Disposition 2019-05-18 3,935 $36.52 24,250 No 4 F Direct
Common Stock Acquisiton 2019-05-19 3,500 $0.00 27,750 No 4 M Direct
Common Stock Disposition 2019-05-19 1,378 $36.52 26,372 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit (RSU) Disposition 2019-05-17 6,000 $0.00 6,000 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2019-05-18 10,000 $0.00 10,000 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2019-05-19 3,500 $0.00 3,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,000 No 4 M Direct
20,000 No 4 M Direct
3,500 No 4 M Direct
Footnotes
  1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.77 to $35.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock.
  5. Represents shares of Common Stock that were withheld by the issuer to satisfy applicable withholding taxes in connection with the net settlement of the restricted stock units listed in Table II and does not represent a sale of Common Stock by the reporting person.
  6. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
  7. On May 17, 2018, the reporting person was granted 24,000 restricted stock units, with one-quarter of these shares vest on each of May 17, 2019, May 17, 2020, May 17, 2021 and May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.
  8. On May 18, 2017, the reporting person was granted 40,000 restricted stock units, with one quarter vesting on each of May 18, 2018, May 18, 2019, May 18, 2020 and May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
  9. On May 19, 2016, the reporting person was granted 14,000 restricted stock units, with one quarter vesting on each of May 19, 2017, May 19, 2018, May 19, 2019 and May 19, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.