Filing Details
- Accession Number:
- 0001492660-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-11 16:27:49
- Reporting Period:
- 2011-03-09
- Filing Date:
- 2011-03-11
- Accepted Time:
- 2011-03-11 16:27:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1486957 | Babcock & Wilcox Co | BWC | Engines & Turbines (3510) | 800558025 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492660 | P Mary Salomone | 13024 Ballantyne Corporate Place Suite 700 Charlotte NC 28277 | Svp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-09 | 1,441 | $10.58 | 8,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-09 | 1,441 | $0.00 | 7,057 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-09 | 6,041 | $24.55 | 13,098 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-09 | 4,322 | $0.00 | 8,776 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2011-03-09 | 1,441 | $0.00 | 1,441 | $10.58 |
| Common Stock | Stock Options (right to buy) | Disposition | 2011-03-09 | 6,041 | $0.00 | 6,041 | $24.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,442 | 2016-03-05 | No | 4 | M | Direct | |
| 12,080 | 2017-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 308 | Indirect | 401k Plan |
Footnotes
- 1,441 shares sold on March 9, 2011 as follows: 300@$35.5075; 300@$35.5150; 41@$35.5200; 100@$35.5250; 300@$35.5300; 200@$35.5900; 200@$35.6000.
- 4,332 shares sold on March 9, 2011 as follows: 100@$35.4975; 200@$35.4988; 100@$35.5000; 400@$35.5050; 100@$35.5075; 200@$35.5100; 200@$35.5150; 300@$35.5167; 200@$35.5175; 259@$35.5200; 500@$35.5220; 300@$35.5250; 100@$35.5275; 495@$35.5300; 200@$35.5451; 200@$35.6000; 468@$ 35.6028;
- Based on number of units held in the BWC Thrift Plan and the fair market value of BWC common stock as of March 10, 2011.
- Stock options vest in two equal annual installments beginning March 5, 2011.
- Stock options vest in three equal annual installments beginning March 4, 2011.
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