Filing Details
- Accession Number:
- 0000874501-19-000088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 16:38:50
- Reporting Period:
- 2019-05-16
- Accepted Time:
- 2019-05-17 16:38:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874501 | Ambac Financial Group Inc | AMBC | Surety Insurance (6351) | 133621676 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380820 | Claude Leblanc | C/O Ambac Financial Group, Inc. One State Street Plaza New York NY 10004 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-16 | 26,267 | $0.00 | 106,892 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-16 | 13,362 | $16.84 | 93,530 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-05-17 | 1,500 | $16.46 | 95,030 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-17 | 2,000 | $16.50 | 97,030 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-05-16 | 26,267 | $0.00 | 26,267 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 110,336 | No | 4 | M | Direct |
Footnotes
- On May 16, 2019 there were 26,267 restricted stock units ("RSUs") that vested, settled and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company").
- Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
- Each RSU represents a contingent right to receive one share of the common stock the Company.
Billionaire Hedge Funds
