Filing Details

Accession Number:
0001683168-19-001617
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-17 16:30:12
Reporting Period:
2019-05-15
Accepted Time:
2019-05-17 16:30:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1114925 Lantronix Inc LTRX Computer Communications Equipment (3576) 330362767
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244088 F Paul Folino C/O Lantronix, Inc.
7535 Irvine Center Drive, Suite 100
Irvine CA 92618
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-15 2,115 $1.95 68,083 No 4 M Direct
Common Stock Disposition 2019-05-15 2,115 $3.45 65,968 No 4 S Direct
Common Stock Acquisiton 2019-05-16 7,780 $1.95 73,748 No 4 M Direct
Common Stock Acquisiton 2019-05-16 25,000 $1.59 98,748 No 4 M Direct
Common Stock Disposition 2019-05-16 32,780 $3.40 65,968 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2019-05-15 2,115 $0.00 2,115 $1.95
Common Stock Stock Option (Right to buy) Disposition 2019-05-16 7,780 $0.00 7,780 $1.95
Common Stock Stock Option (Right to buy) Disposition 2019-05-16 25,000 $0.00 25,000 $1.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,780 2013-06-07 2019-06-07 No 4 M Direct
0 2013-06-07 2019-06-07 No 4 M Direct
0 2013-11-12 2019-11-12 No 4 M Direct
Footnotes
  1. Represents shares of common stock acquired via exercise of Stock Options granted on June 7, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
  2. Represents shares of common stock acquired via exercise of Stock Options granted on November 12, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
  3. This transaction was executed in multiple trades at prices ranging from $3.43 to $3.47. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $3.36 to $3.44. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.