Filing Details
- Accession Number:
- 0001503453-19-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 16:20:56
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-17 16:20:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410650 | Thomas Wendell Blonigan | 3560 Bassett Street Santa Clara CA 95054 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-05-15 | 4,958 | $5.61 | 242,545 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-05-15 | 4,958 | $5.61 | 237,587 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-05-15 | 4,958 | $5.61 | 232,629 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-05-15 | 10,000 | $0.00 | 242,629 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-16 | 3,783 | $5.62 | 238,846 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 40,000 | $0.00 | 278,846 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2019-05-16 | 37,500 | $5.68 | 37,500 | $5.68 |
| Common Stock | Restricted Stock Units | Disposition | 2019-05-15 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,500 | 2020-05-16 | 2026-05-16 | No | 4 | A | Direct |
| 10,000 | 2017-05-15 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date.
- The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.
- Vested shares will be delivered to the Reporting Person as soon as possible after each vesting date.
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