Filing Details

Accession Number:
0000899243-19-014000
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-17 16:15:44
Reporting Period:
2019-05-17
Accepted Time:
2019-05-17 16:15:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644406 Hostess Brands Inc. TWNK Bakery Products (2050) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1690023 Dean C. Metropoulos 200 Greenwich Avenue
Greenwich CT 06830
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-05-17 1,834,300 $0.00 1,834,300 No 4 J Indirect By CDM HB Holdings, LLC
Class A Common Stock Disposition 2019-05-17 1,834,300 $13.31 0 No 4 S Indirect By CDM HB Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By CDM HB Holdings, LLC
No 4 S Indirect By CDM HB Holdings, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2019-05-17 1,834,300 $0.00 1,834,300 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 J Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 458,939 Direct
Footnotes
  1. Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
  2. The securities were directly owned by CDM HB Holdings, LLC ("CDM HB Holdings"). The reporting person directly holds a majority of the limited liability company membership interests of CDM HB Holdings. The remaining minority of limited liability company membership interests of CDM HB Holdings is held by CDM HB Holdings Corp., whose sole shareholder is the reporting person. Accordingly, the reporting person may be deemed to have beneficial ownership of all of the securities that were owned by CDM HB Holdings.