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Filing Details

Accession Number:
0000899243-19-013987
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-17 16:06:34
Reporting Period:
2018-02-12
Accepted Time:
2019-05-17 16:06:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1334325 Coda Octopus Group Inc. CODA Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 342008348
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1777029 Drs. Fentener Fh Vlissingen Van Albert Hahnplantsoen 23
Amsterdam P7 1077BM
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-12 2,777 $4.61 1,030,903 No 4 P Indirect Through Forest Manor N.V.
Common Stock Acquisiton 2018-02-13 45,600 $4.65 1,076,503 No 4 P Indirect Through Forest Manor N.V.
Common Stock Acquisiton 2018-03-26 7,324 $3.35 1,083,827 No 4 P Indirect Through Forest Manor N.V.
Common Stock Acquisiton 2018-03-27 167,180 $3.35 1,251,007 No 4 P Indirect Through Forest Manor N.V.
Common Stock Acquisiton 2018-11-08 23,965 $4.40 1,274,972 No 4 P Indirect See Footnote
Common Stock Disposition 2019-03-21 17,162 $11.35 1,257,810 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-03-21 5,197 $11.45 1,252,613 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-03-22 3,244 $11.00 1,249,369 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-03-25 2,002 $11.00 1,247,367 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-03-26 8,534 $10.80 1,238,833 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-03-26 2,229 $10.75 1,236,604 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-03-27 1,902 $10.51 1,234,702 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-03-28 5,200 $10.11 1,229,502 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-04-01 17,830 $10.09 1,211,672 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-04-02 20,770 $10.19 1,190,902 No 4 S Indirect Through Sandy Hills BV
Common Stock Disposition 2019-04-03 890 $10.30 1,190,012 No 4 S Indirect Through Sandy Hills BV
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through Forest Manor N.V.
No 4 P Indirect Through Forest Manor N.V.
No 4 P Indirect Through Forest Manor N.V.
No 4 P Indirect Through Forest Manor N.V.
No 4 P Indirect See Footnote
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
No 4 S Indirect Through Sandy Hills BV
Footnotes
  1. Of the 1,274,972 shares owned by the reporting person, 23,965 are held indirectly through Sandy Hills BV and 1,251,007 are held indirectly through Forest Manor N.V.
  2. On December 12, 2018, the shares held by Forest Manor N.V. were transferred to Sandy Hills BV in a transaction exempt under Rule 16a-13.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.20, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (3).
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (4).
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (5).