Filing Details
- Accession Number:
- 0001410636-19-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 15:14:25
- Reporting Period:
- 2019-05-16
- Accepted Time:
- 2019-05-17 15:14:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699352 | M Melanie Kennedy | 1 Water Street Camden NJ 08102-1658 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-16 | 1,776 | $39.45 | 8,199 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-16 | 1,776 | $109.80 | 6,423 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 2,053 | $44.06 | 8,476 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-16 | 2,053 | $109.80 | 6,423 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-16 | 1,776 | $0.00 | 1,776 | $39.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-16 | 2,053 | $0.00 | 2,053 | $44.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-31 | No | 4 | M | Direct | |
| 0 | 2020-12-31 | No | 4 | M | Direct |
Footnotes
- Includes 19 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
- This option award granted on February 21, 2013, representing a right to purchase 1,776 shares, vested in three equal installments on January 1, 2014, 2015 and 2016.
- This option award granted on February 20, 2014, representing a right to purchase 2,053 shares, vested in three equal installments on January 1, 2015, 2016 and 2017.
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