Filing Details
- Accession Number:
- 0001140361-11-016089
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-11 16:10:33
- Reporting Period:
- 2011-03-08
- Filing Date:
- 2011-03-11
- Accepted Time:
- 2011-03-11 16:10:33
- Original Submission Date:
- 2011-03-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740942 | Tower Bancorp Inc | TOBC | State Commercial Banks (6022) | 251445946 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1460056 | E William Pommerening | 2369 North Vermont Street Arlington VA 22207 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-28 | 76 | $21.78 | 61,722 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2011-03-08 | 1,019 | $22.29 | 62,741 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-03-09 | 3,981 | $22.70 | 66,722 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | $30.96 | 2009-03-31 | 2018-07-17 | 1,260 | 1,260 | Direct |
| Common Stock | Director Stock Option (right to buy) | $19.80 | 2019-11-24 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-07-17 | 1,260 | 1,260 | Direct |
| 2019-11-24 | 2,000 | 2,000 | Direct |
Footnotes
- February 28, 2011 reinvestment of dividend under the Company's dividend reinvestment and stock purchase plan.
- This amendment is filed solely to correct the transaction code and properly report the open market purchase of shares of common stock. The original Form 4 incorrectly reported the transaction as a grant or award pursuant to Rule 16b-3(d).
- Stock options granted pursuant to the 2007 Stock Incentive Plan vest in five equal annual installments commencing on November 24, 2010.
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