Filing Details
- Accession Number:
- 0001410636-19-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 13:57:07
- Reporting Period:
- 2019-05-16
- Accepted Time:
- 2019-05-17 13:57:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430106 | Walter Lynch | 1 Water Street Camden NJ 08102-1658 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-16 | 8,545 | $44.06 | 118,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-16 | 8,545 | $111.15 | 110,038 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 10,000 | $52.75 | 120,038 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-16 | 10,000 | $111.15 | 110,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-16 | 8,545 | $0.00 | 8,545 | $44.06 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-16 | 10,000 | $0.00 | 10,000 | $52.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-31 | No | 4 | M | Direct | |
| 15,362 | 2021-12-31 | No | 4 | M | Direct |
Footnotes
- The option award granted on February 20, 2014, representing a right to purchase 28,545 shares, vested in three equal installments on January 1, 2015, 2016 and 2017.
- Prior exercises of a total of 20,000 shares underlying this option were previously reported.
- The option award granted on February 17, 2015, representing a right to purchase 25,362 shares, vested in three equal installments on January 1, 2016, 2017 and 2018.
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