Filing Details

Accession Number:
0001209191-19-030669
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-17 07:32:11
Reporting Period:
2019-05-16
Accepted Time:
2019-05-17 07:32:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1029730 Ladenburg Thalmann Financial Services Inc. LTS Security Brokers, Dealers & Flotation Companies (6211) 650701248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1766109 Michael Liebowitz 4400 Biscayne Boulevard
Suite 818
Miami FL 33137
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-16 25,000 $3.27 25,000 No 4 P Indirect MSL18 Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect MSL18 Holdings LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 216,498 Direct
Footnotes
  1. The reporting person is the managing member of MSL18 Holdings LLC.