Filing Details
- Accession Number:
- 0001628280-19-006934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-16 20:36:50
- Reporting Period:
- 2019-05-13
- Accepted Time:
- 2019-05-16 20:36:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1613978 | Nathan Pieri | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-13 | 4,920 | $0.00 | 114,589 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-13 | 1,541 | $12.97 | 113,048 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-14 | 107,548 | $12.97 | 5,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-14 | 5,500 | $12.96 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-05-13 | 4,920 | $0.00 | 4,920 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,760 | 2017-02-10 | 2020-02-10 | No | 4 | M | Direct |
Footnotes
- On February 10, 2016, the reporting person was granted 78,717 RSUs, of which 1/16th vested on May 13, 2019, at which time tax withholding obligations were due. The remaining unvested RSUs will continue to vest as to 1/16th of the original number of shares subject to the RSUs on each succeeding quarter until fully vested on February 10, 2020.
- Each RSU represents a contingent right to receive one share of common stock of the registrant.
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