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Filing Details

Accession Number:
0001215490-19-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-16 19:02:28
Reporting Period:
2019-05-14
Accepted Time:
2019-05-16 19:02:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1097149 Align Technology Inc ALGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 943267295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215490 Joseph Lacob C/o Align Technology Inc.
2820 Orchard Parkway
San Jose CA 95131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-05-14 5,000 $320.00 242,397 No 4 S Indirect Trust for Reporting Person
Common Stock Acquisiton 2019-05-15 1,042 $0.00 243,439 No 4 M Indirect Trust for Reporting Person
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trust for Reporting Person
No 4 M Indirect Trust for Reporting Person
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2019-05-15 1,042 $0.00 1,042 $0.00
Common Stock Restricted Stock Unit Acquisiton 2019-05-15 921 $0.00 921 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
921 No 4 A Direct
Footnotes
  1. Represents par value of ALGN Common Stock
  2. 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.
  3. 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.