Filing Details
- Accession Number:
- 0001578563-19-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-16 16:19:13
- Reporting Period:
- 2019-05-14
- Accepted Time:
- 2019-05-16 16:19:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534120 | Cerecor Inc. | CERC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316736 | Simon Pedder | C/O Cerecor Inc. 540 Gaither Road, Suite 400 Rockville MD 20850 | Executive Chairman Of The Bd | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-14 | 6,000 | $5.06 | 6,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $5.17 | 2029-04-15 | 300,000 | 300,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $5.84 | 2029-03-29 | 882 | 882 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $3.23 | 2028-12-31 | 1,504 | 1,504 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $4.67 | 2028-09-28 | 990 | 990 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $4.34 | 2028-06-29 | 1,012 | 1,012 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $3.71 | 2028-05-14 | 8,357 | 8,357 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $4.14 | 2028-04-06 | 16,714 | 16,714 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-04-15 | 300,000 | 300,000 | Direct |
| 2029-03-29 | 882 | 882 | Direct |
| 2028-12-31 | 1,504 | 1,504 | Direct |
| 2028-09-28 | 990 | 990 | Direct |
| 2028-06-29 | 1,012 | 1,012 | Direct |
| 2028-05-14 | 8,357 | 8,357 | Direct |
| 2028-04-06 | 16,714 | 16,714 | Direct |
Footnotes
- The stock option was granted on April 15, 2019. One-third of the shares subject to the stock option will vest on the first anniversary of the date of grant, and the remaining two-thirds of the shares subject to the stock option will vest in equal monthly installments over the following 24 months, provided the Reporting Person is then still providing continuous service as an employee, director or consultant.
- The stock option is fully vested.
- The stock option will vest in three substantially equal installments on April 6, 2019, 2020 and 2021, provided the Reporting Person is then still providing continuous service as an employee, director or consultant.
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