Filing Details

Accession Number:
0001357521-19-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-16 08:51:42
Reporting Period:
2019-05-15
Accepted Time:
2019-05-16 08:51:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357521 M Kelly Malson 2454 Mcmullen Booth Road
Building C
Clearwater FL 33759
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2019-05-15 2,094 $8.97 41,170 No 4 P Direct
Common Acquisiton 2019-05-15 2,094 $0.00 43,264 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Footnotes
  1. Purchase of shares were made in accordance with a 10b5-1 Plan previously executed.
  2. Represents the average purchase price.
  3. These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/15/2019 was $8.70