Filing Details

Accession Number:
0001774463-19-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-15 19:36:09
Reporting Period:
2019-05-13
Accepted Time:
2019-05-15 19:36:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163668 South Plains Financial Inc. SPFI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1774463 D Richard Campbell 5219 City Bank Parkway
Lubbock TX 79407-3544
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-05-13 680,000 $17.50 1,690,000 No 4 S Indirect [see footnote]
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect [see footnote]
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,712 Direct
Footnotes
  1. 1,172 of the shares reported represent restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture.
  2. Represents shares of Common Stock sold by James C. Henry to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on May 13, 2019. The price per share received by Mr. Henry is equal to the public offering price of $17.50 less the underwriting discount.
  3. Includes (i) 1,470,000 shares owned by Henry Taw LP and (ii) 220,000 shares owned by James C. Henry. Shares owned by James C. Henry and Henry Taw LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.