Filing Details

Accession Number:
0001439288-19-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-15 18:07:18
Reporting Period:
2019-05-13
Accepted Time:
2019-05-15 18:07:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1439288 Rexnord Corp RXN General Industrial Machinery & Equipment (3560) 205197013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525211 A. Todd Adams 511 W. Freshwater Way
Milwaukee WI 53204
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-13 61,091 $0.00 272,883 No 4 A Direct
Common Stock Acquisiton 2019-05-13 199,251 $0.00 472,134 No 4 A Direct
Common Stock Disposition 2019-05-14 104,231 $27.59 367,903 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,810 Indirect By 401(k) Plan
Common Stock 1,200 Indirect By SEP IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $4.80 2019-09-11 499,524 499,524 Direct
Common Stock Stock Option (right to buy) $8.89 2020-10-29 166,508 166,508 Direct
Common Stock Stock Option (right to buy) $18.00 2022-03-29 937,000 937,000 Direct
Common Stock Stock Option (right to buy) $19.70 2017-05-20 2026-05-20 1,092,044 1,092,044 Direct
Common Stock Stock Option (right to buy) $23.13 2018-05-19 2027-05-19 216,050 216,050 Direct
Common Stock Stock Option (right to buy) $28.91 2019-05-25 2018-05-25 90,802 90,802 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-09-11 499,524 499,524 Direct
2020-10-29 166,508 166,508 Direct
2022-03-29 937,000 937,000 Direct
2026-05-20 1,092,044 1,092,044 Direct
2027-05-19 216,050 216,050 Direct
2018-05-25 90,802 90,802 Direct
Footnotes
  1. Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.
  2. Based on Rexnord Corporation's performance during the three-year performance period (fiscal 2017-fiscal 2019), performance stock units ("PSUs") vested.
  3. Shares were sold to satisfy tax withholding obligations in connection with the vesting of PSUs.
  4. This transaction was executed in multiple trades at prices ranging from $26.93 to $27.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  5. Based on information from the trustee of the 401(k) Plan.
  6. Option fully vested.
  7. The original option vests in three annual installments beginning on the date listed above.