Filing Details

Accession Number:
0000899243-19-013544
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-15 15:08:04
Reporting Period:
2019-05-13
Accepted Time:
2019-05-15 15:08:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513363 Fidus Investment Corp FDUS () 275017321
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531743 Jr. L. Raymond Anstiss C/O Fidus Investment Corporation
1603 Orrington Avenue, Suite 1005
Evanston IL 60201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-13 1,750 $16.00 4,760 No 4 P Direct
Common Stock Acquisiton 2019-05-13 500 $15.99 5,260 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,232 Indirect By Anstiss & Co., P.C. 401(k) Profit Sharing Trust
Common Stock 2,000 Indirect By Son
Common Stock 2,000 Indirect By Daughter