Filing Details

Accession Number:
0000899243-19-013509
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-14 21:00:24
Reporting Period:
2019-05-10
Accepted Time:
2019-05-14 21:00:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351288 Gw Pharmaceuticals Plc GWPH Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532023 S Julian Gangolli Sovereign House, Vision Park, Histon
Cambridge X0 CB24 9BZ
President, North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-05-10 403,804 $0.00 510,352 No 4 M Direct
Ordinary Shares Acquisiton 2019-05-10 75,369 $10.61 585,721 No 4 M Direct
Ordinary Shares Acquisiton 2019-05-10 192,755 $3.72 778,476 No 4 M Direct
Ordinary Shares Disposition 2019-05-10 117,876 $14.63 660,600 No 4 S Direct
Ordinary Shares Disposition 2019-05-10 81,156 $14.70 579,444 No 4 S Direct
Ordinary Shares Disposition 2019-05-10 65,268 $14.80 514,176 No 4 S Direct
Ordinary Shares Disposition 2019-05-10 208,260 $14.88 305,916 No 4 S Direct
Ordinary Shares Disposition 2019-05-10 145,164 $14.96 160,752 No 4 S Direct
Ordinary Shares Disposition 2019-05-10 12,048 $15.03 148,704 No 4 S Direct
Ordinary Shares Disposition 2019-05-10 31,368 $15.12 117,336 No 4 S Direct
Ordinary Shares Disposition 2019-05-10 10,788 $15.19 106,548 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Options Disposition 2019-05-10 27,419 $0.00 27,419 $0.00
Ordinary Shares Stock Options Disposition 2019-05-10 365,591 $0.00 365,591 $0.00
Ordinary Shares Stock Options Disposition 2019-05-10 10,788 $0.00 10,788 $0.00
Ordinary Shares Stock Options Disposition 2019-05-10 75,369 $0.00 75,369 $10.61
Ordinary Shares Stock Options Disposition 2019-05-10 192,755 $0.00 192,755 $3.72
Ordinary Shares Stock Options Disposition 2019-05-10 6 $0.00 6 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-15 2020-03-15 No 4 M Direct
0 2019-02-15 2020-03-15 No 4 M Direct
0 2019-01-06 2020-03-15 No 4 M Direct
0 2018-06-24 2025-06-24 No 4 M Direct
0 2019-02-15 2026-02-15 No 4 M Direct
10,603 2019-12-24 No 4 M Direct
Footnotes
  1. Exercise of stock options. Following the exercise, these shares were converted into American Depositary Shares of the Issuer ("ADS"). Each ADS represents twelve ordinary shares of the Issuer.
  2. Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.30 U.S. Dollars as of May 10, 2019.
  3. The exercise price was previously reported to be $8.7364 on the Reporting Person's form 3 filed with the SEC on October 1, 2018 due to an administrative error.
  4. The exercise price was previously reported to be $3.3461 on the Reporting Person's form 3 filed with the SEC on October 1, 2018 due to an administrative error.
  5. Represented by ADSs. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2019.
  6. The price reported in Column 4 is a weighted average price per ordinary share ($175.57 per ADS). These shares were sold in multiple transactions at prices ranging from $174.99 per ADS (or $14.58 per ordinary share) to $175.98 per ADS (or $14.67 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  7. The price reported in Column 4 is a weighted average price per ordinary share ($176.40 per ADS). These shares were sold in multiple transactions at prices ranging from $175.99 per ADS (or $14.67 per ordinary share) to $176.87 per ADS (or $14.74 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  8. The price reported in Column 4 is a weighted average price per ordinary share ($177.58 per ADS). These shares were sold in multiple transactions at prices ranging from $177.01 per ADS (or $14.75 per ordinary share) to $177.90 per ADS (or $14.83 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  9. The price reported in Column 4 is a weighted average price per ordinary share ($178.60 per ADS). These shares were sold in multiple transactions at prices ranging from $178.02 per ADS (or $14.84 per ordinary share) to $179.00 per ADS (or $14.92 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  10. The price reported in Column 4 is a weighted average price per ordinary share ($179.49 per ADS). These shares were sold in multiple transactions at prices ranging from $179.07 per ADS (or $14.92 per ordinary share) to $180.01 per ADS (or $15.00 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  11. The price reported in Column 4 is a weighted average price per ordinary share ($180.36 per ADS). These shares were sold in multiple transactions at prices ranging from $180.13 per ADS (or $15.01 per ordinary share) to $180.44 per ADS (or $15.04 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  12. The price reported in Column 4 is a weighted average price per ordinary share ($181.46 per ADS). These shares were sold in multiple transactions at prices ranging from $181.28 per ADS (or $15.11 per ordinary share) to $181.65 per ADS (or $15.14 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  13. The price reported in Column 4 is price per ordinary share converted from price per ADS ($182.32 per ADS).
  14. These stock options will originally vest on June 24, 2019. Stock options to acquire 6 ordinary shares were accelerated.