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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-05-14 17:28:14
Reporting Period:
Accepted Time:
2019-05-14 17:28:14
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1251769 Apollo Endosurgery Inc. APEN Surgical & Medical Instruments & Apparatus (3841) 161630142
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1460878 Todd Newton 1120 South Capital Of Texas Highway
Building One, Ste 300
Austin TX 78746
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Sock Acquisiton 2019-05-10 25,000 $3.53 317,668 No 4 P Direct
Common Sock Acquisiton 2019-05-14 3,600 $3.54 321,268 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct